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◆ IEEE Transactions on Cybernetics2026-01-13· Backstepping

Optimal Tracking Control of Uncertain Nonlinear Systems Using Simplified Reinforcement Learning

Pengju Ning, Lingjie Duan, Changchun Hua

原始摘要(英文原文)· Original abstract
This article investigates the optimal tracking control problem for high-order uncertain nonlinear systems by developing a simplified reinforcement learning (RL) framework with minimal neural networks (NNs). In contrast to conventional RL-based schemes that rely on recursive backstepping and require $3n$ NNs (where $n$ is the system order), the proposed method leverages high-order fully actuated (HOFA) system theory to reformulate the dynamics into a compact normal form. This enables a unified, nonrecursive controller design that requires only three NNs regardless of the system order, thereby significantly reducing computational complexity and facilitating practical implementation. Furthermore, this work overcomes a critical theoretical deficiency in existing simplified RL strategies, where the vanishing minimum eigenvalue of the NN basis function correlation matrix often leads to invalid Lyapunov stability analysis. A novel critic-actor weight update law is designed to bypass this problematic matrix, rigorously guaranteeing the semiglobal uniform ultimate boundedness of the closed-loop system without requiring persistent excitation (PE) conditions. Simulation results on a representative example demonstrate the effectiveness and computational efficiency of the proposed approach compared with existing methods.
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