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◆ Tunnelling and Underground Space Technology2026-05-26· Geology

Quantitative morphology and stress-scalable AE early-warning of shear failure in twin tunnels integrated experimental and DEM analysis

Leibo Song, Hang Zhou, Quan Jiang, Gang Wang, Shuqian Duan, Guoqiang Zhu, Qian Huang

原始摘要(英文原文)· Original abstract
The escalating depth of resource extraction in high-stress zones has made shear-induced tunnel instability a critical engineering concern. This study presents a holistic investigation into the failure mechanisms and precursor dynamics of twin circular tunnels under compression-shear loading. An integrated methodology—combining physical model tests, acoustic emission (AE) monitoring, 3D fracture scanning, and strain-calibrated particle flow code (PFC) simulation—reveals a four-stage shear-failure progression: elastic compression → stable microcrack propagation → stress-driven rock-bridge penetration → frictional slip. Key quantitative results show that increasing normal stress amplifies the failure dip angle sixfold (from 5.2° to 32.1°) and increases fracture roughness by 27% (from 14.4 to 18.3 JRC). Furthermore, rising stress advances the first rockburst by 55.8 s, collapses the inter-burst interval from 534 s to 0.9 s, and expands the total failure zone by 483%. A dual-parameter AE early-warning framework, tracking the quiescence-to-outburst ring-count surge coupled with an abrupt b-value drop, provides 30–50 s of advance warning. Notably, this precursor window shortens from 50 s to 30 s under higher stress (0.5 → 4.0 MPa), while the outbreak ring count intensifies 9.7-fold and the AE energy amplifies 2.4-fold, establishing a clear stress-scalable warning signature. This physics-informed framework offers actionable insights for the reinforcement design and dynamic risk mitigation of deep tunnels under high-stress conditions.
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Quantitative morphology and stress-scalable AE early-warning of shear failure in twin tunnels integrated experimental and DEM analysis — 科研速览 Science Skim